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"Determining Sword Quality - A Beginner's
Guide
Part of this Sword Shopper's Guide's goal is to help people to not get
cheated into purchasing what's actually not a sword but an
over-ambitious kitchen knife! Swords and knives differ in what's
expected out of them. A sword is most definitely not a longer knife,
and people who merely approach it that way may be selling you something
no better than a Taiwanese replica piece of junk!
There are so many factors that determine quality. Here's a very cursory
breakdown to get you started.
Metallurgy of Metal Used
Modern metallurgy has had incredible advances. Steels of different
metallurgies have different designations, but they are all generally
simple alloys or "low alloy" high carbon steel. Let's take stainless
steel for example. It's generally very high in chromium which acts as a
grain enhancer but weakens the molecular bonds - definitely not a
weakness you want in a sword!
On the other hand, 5160 steel is used much in truck springs and has
proven itself as a sword that can give as much as it can get. Other
steels that are used for, say, higher end Japanese katanas might be made
from forge welded cable steel, or from the AISI 10xx series such as
1050, 1084, 1095, etc. which are metallurgically similar (though with
differences) with traditional Japanese steel sources. L6 is a steel
that is currently the talk of the town, with incredible performance
being reported. In the case of Japanese swords, the steel must be able
to be clay tempered to create a real temper line (or
"hamon") which is something high alloy steels cannot do.
Some smiths have used O1, D2, or A2 for swords. These are in the tool
steel category, and can serve as functional swords. But if you want the
same beautiful aesthetics as a real Japanese sword temper line, you're
out of luck unless the smith knows a special technique to achieve
this.
Thus, be very careful when purchasing swords. Find out what country they
are made with. Observe the sales pitch. "Live steel" or "Spring Steel"
or just "High Carbon Steel" can be either incomplete or misleading
information depending on how its presented.
This is not to say that steel from recycled sources are bad. Some
of the best Japanese style swords have been made from anything from forge
welded cables to Russian anchor iron. It's how the steel is
recycled and retreated for the sword.
Poor heat treating can totally ruin a sword. It's amazing how some
businesses or websites boast about the quality of the steel but speak
very little about how a sword was heat treated. If there is no mention,
and the sword retailer or reseller cannot comment on the heat treat, and
if the sword is US$300 or under, then chances are your sword may not
perform as well as a sword made by a smith who paid particular attention
to maximizing the performance of the blade.
In the case of Japanese swords, the edge is harder for cutting
durability, while the back of the blade is softer to withstand the
stresses of combat (though the Samurai tried to kill with single blows
and avoid blade-to-blade contact altogether!)
If you don't heat treat it right, initially, it might not survive the
final water quench and end up crack. Some cracks are very obvoius, and
some are very fine. The fine ones can grow larger over time in some
cases.
Some Renaissance Faire interpretations of, say, the Japanese sword, are
- to say the least - pitiful. They do not have a hardened edge and
softer spine like traditional Japanese swords do - which is a
magnificent marriage between toughness and hardness - a result of extra
careful heat treating. They are merely
selling a curved bar of steel with a sharp point and a sharp edge
which do not require as much work!
A large blade needn't be all that heavy, as a result of balancing all
these factors. Thus the ability to craft a weapon that satisfies (and
exceeds) the parameters of its intended use is a tremendous blessing.
In short, a sword does not have to be heavy, contrary to some
people's belief. In fact, a heavy sword can undermine maneuverability,
and in a life or death situation I would bet my life on a well balanced
and ligher sword that was made with the aforementioned qualities (Points
1, 2, and 3).
Swordmakers of yesteryear constantly worked with fencing masters, etc.
in a synergistic relationship which provided constant feedback of how a
sword was made. The sword was made for man. Thus a smith without this
kind of support is hindered from providing a product that can serve as a
weapon. Otherwise you have a wall-hanger or decorative piece.
Beware of swords that are over 3 lbs. Some decorative swords are 5 to 10
lbs. which is as heavy as a weight-training dumbbell. In olden times, a
sword of that incredible weight would get you killed by someone else's
sword!
A fuller, for example, may in some swords be joined by one or more
smaller fullers. The effect looks decorative, but the lighter sword
suffers no compromises in strength. If you imagine the diamond-like
cross section of a sword and picture a fuller on either side of the
blade, a fuller basically creates two spines. The spine serves as a
backbone of support for a blade.
Modern day swordmakers who make ugly weapons perhaps can benefit from a
study of historical weapons. Some Western-interpretations of the
Japanese katana are indeed pitiful in appearance. The handles are not
of wood, as was the tradition, but is basically the tang made thicker,
and then wrapped around with an appoximation (or an attempt) of a
traditional wrap, and then "frozen" with epoxy. One person related to
me, "They do that because they just don't know how to make a proper
handle and wrap the thing properly!" Interestingly, they boast about
the functional aspects of the sword to detract you from looking at the
poor aesthetics.
At one knife show, someone showed me his "katana" and boasted about it,
indicating four different Rockwell hardness readings, from edge to two
mid-points and finally the spine. He was very pleased with himself at
the differential heat treat he achieved. But what is it made of?
"Stainless steel." Ah. Bu-bye.
And if you're approaching someone to make a Japanese style katana, it's
worth studying the actual geometry of a Japanese blade. A katana blade,
if you study it carefully, is beautiful because of its wonderous temper
line, its grain (which comes from forging and not stock removal or
grinding) and the geometry of the blade. People who make curved bars of
steel with sharp edges and sharp points have entirely missed the point
of the katana and have inadvertently made the sword heavier (this is one
serious problem I have with many Renaissance Faire interpretations of
katanas.) The attention to detail of the facets of a traditional
Japanese blade given by traditional sword polishers is an immense
discipline of many years of study and should not be flippantly
overlooked!
Another thing to take into account is the hilt. The hilt comprises the
guard, the handle, and the pommel. While the pommel is mostly seen as
the counterweight to the blade, the hilt has to be seen as a whole.
This, in turn, has to be factored in with the previous Point regarding
weight and balance. Many fantasy swords have the wildest hilts in the
world, and yet the hilts are so heavy that the sword makes no sense as a
weapon.
For the handle, I find that certain wire wraps are very comfortable,
while certain others will absolutely tear your skin off or give you
blisters. Certain leather grips are good, but some others may give your
hand a hard time. Those "katanas" which are, say, parachute chord over
the handle/tang can be uncomfortable to the hand by virtue that you're
trying to grip a flat rectangular bar of steel and not a more ergonomic
rounder handle that a wood-carved handle can give you.
There is a saying that if we don't study from history we are bound to
repeat its mistakes. I personally admire the swordmakers who approach
museums and private collections of historical antique swords and research
how they were made, their construction and their balance.
My personal feeling is that modern technology should generally only
enhance and not replace the overall creation of the sword. For example,
certain metals or techniques or tools can aid and help deliver a better
performing product and improve consistency of quality. Swordmaking is as
much an art as it is a science, and perhaps a way of life.
Recreations of historical swords should, at the very least, match the
functionality of the original. Some modern pieces may not duplicate the
ornate decorative features of the original sword as closely as the
originals were, so as to maintain affordability and lower cost. The
degree of decoration does not necessarily guarantee a more battleworthy
sword.
In the case of Japanese swords, creating a Western implementation where
it's a contiguous bar of steel and wrapped either with an approximation of
a handle wrap, or just strung with parachute chord, etc. are strictly
Western interpretations and don't truly qualify as "katanas". Devoted
schools of tradition feel these sword should not even be marketed as
katanas but as "katanas" because so much work has been bypassed in making
such a sword. Smiths of ancient Japan have been known to sit at the feet
of their masters for at least a decade learning the craft of sword making.
Claims by smiths today - who have bypassed the painstaking processes - and
claim superior performance are debatable and should be taken with a grain
of salt. Do you want a sharp bar of steel, or do you want a real
sword?
Finally, does the sword feel like it is a part of you - an extension of
yourself? Is its use awkward to your own natural body movements or does
its use appear intuitive? While these are debatable and subjective
qualities, I feel these are a good start for a beginner. If a sword maker has
satisfied the aforementioned points, the quality of their work compared
with that of others following the same criteria will be - not identical -
but within the same ballpark. There will always be room for new
discoveries and new methods and approaches to forging and design. A smith
that achieves the aforementioned points and yet is actively researching
ways to improve quality is probably worth your attention. Dean Piesner
says, "It's not the final product that is the art but rather the process
itself."
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